Insider Trading Liability
Case Study Analysis Solutions
This Case is about ETHICS, REGULATION, SOCIAL RESPONSIBILITY
PUBLICATION DATE: November 15, 2004 PRODUCT #: 305029-PDF-ENG
This case provides a general description and summary of U.S. law on insider trading, including the fundamental theories of liability, the obligations of securities firm supervisors to prevent and discover insider trading, and the possible penalties for insider trading. NOTE: This is a rewritten version of an earlier note.